This official UNIDROIT commentary provides the most authoritative guidance on the interpretation and practical application of the Geneva Securities Convention which harmonises the law relating to book-entry securities.
Hideki Kanda is Professor of Law at the University of Tokyo. His main areas of specialisation include commercial law, corporate law, banking regulation and securities regulation. He negotiated the Geneva Securities Convention on behalf of Japan and was elected Chairman of the Drafting Committee. In that capacity he has coordinated the work on the Official Commentary on the Geneva Securities Convention. Kanda has published widely, in Japan and internationally, in the areas of commercial law, corporate law, banking regulation and securities regulation. He is also a member of the Financial Council at the Financial Services Agency of Japan. With respect to publications by Oxford University Press, Kanda is co-author of The Anatomy of Corporate Law (1st edn, 2004; 2nd edn, 2009) and co-editor of Comparative Corporate Governance: The State of the Art and Emerging Research (1998). Charles Mooney Jr is a leading legal US scholar in the fields of commercial law and bankruptcy law. He is the Charles A. Heimbold, Jr Professor of Law at Pennsylvania University School of Law. He served as US Delegate at the Diplomatic Conference for the Cape Town Convention on International Interests in Mobile Equipment and the Aircraft Protocol thereto and at the Diplomatic Conference for the Geneva Securities Convention, where he was a member of the Drafting Committee. Mooney also served as a Co-Reporter for the Drafting Committee for the Revision of UCC Article 9 (Secured Transactions), as the ABA Liaison-Advisor to the Permanent Editorial Board for the UCC, and as a member of Council and Chair of the Committee on UCC of the ABA Business Law Section. Luc Thévenoz is Professor of Law at the University of Geneva, Switzerland, and the director of its Centre for Banking and Financial Law. His areas of expertise are the law of contracts, trusts and fiduciaries, banking, capital markets and financial services. He has published extensively. His book Trusts in Switzerland (Zurich, 2001) was the foundation for Switzerland ratifying the Hague Convention on Trusts. Among several other books, he is co-editor of the leading commentary on the Federal Intermediated Securities Act (Stämpfli, 2010) and of the Commentaire romand du Code des obligations (2d edn, Helbing & Lichtenhahn, 2012). Thévenoz negotiated the Geneva Securities Convention on behalf of Switzerland and was a member of the Drafting Committee. He is the chairman of the Swiss Takeover Board and served from 2001 to 2007 as commissioner of the Federal Banking Commission. Stéphane Béraud is currently Head of the European and Financial Markets Law Division within the Legal Services of the Banque de France. He graduated from the Paris Institute for Political Studies ( "SciencesPo ") and from the Paris II-Assas University with a specialisation in international law and European law. He joined the Banque de France in 1994, serving as "securities expert " in charge of custody services offered to institutional clients of the central bank. In 2001, he joined the Legal Services of the Banque de France, serving as legal counsel in the field of financial law. He was involved in the negotiations of the Geneva Securities Convention as Deputy Head of the French delegation from the first meeting of the Unidroit Committee of Governmental Experts in May 2005. Thomas Keijser wrote parts of and edited the Official Commentary on behalf of the Unidroit Secretariat. He worked in the Russian Federation as the legal expert on a project for the European Union. He also worked at De Nederlandsche Bank and Clifford Chance before joining the Law Faculty of the Radboud University Nijmegen, where he lectured and obtained a doctoral degree in law. Keijser has published extensively in the areas of financial, civil and insolvency law as well as on Russian literature. Since 2007, he has worked for Unidroit as the person responsible for the Geneva Securities Convention, in which capacity he serviced the Committee of Governmental Experts and the diplomatic Conference. He co-organised and spoke at several seminars and colloquia on the Geneva Securities Convention in Costa Rica, Italy, the Netherlands, Nigeria and Ukraine. Since 2009, he has also worked as an advocaat in the Netherlands.
Show moreThis official UNIDROIT commentary provides the most authoritative guidance on the interpretation and practical application of the Geneva Securities Convention which harmonises the law relating to book-entry securities.
Hideki Kanda is Professor of Law at the University of Tokyo. His main areas of specialisation include commercial law, corporate law, banking regulation and securities regulation. He negotiated the Geneva Securities Convention on behalf of Japan and was elected Chairman of the Drafting Committee. In that capacity he has coordinated the work on the Official Commentary on the Geneva Securities Convention. Kanda has published widely, in Japan and internationally, in the areas of commercial law, corporate law, banking regulation and securities regulation. He is also a member of the Financial Council at the Financial Services Agency of Japan. With respect to publications by Oxford University Press, Kanda is co-author of The Anatomy of Corporate Law (1st edn, 2004; 2nd edn, 2009) and co-editor of Comparative Corporate Governance: The State of the Art and Emerging Research (1998). Charles Mooney Jr is a leading legal US scholar in the fields of commercial law and bankruptcy law. He is the Charles A. Heimbold, Jr Professor of Law at Pennsylvania University School of Law. He served as US Delegate at the Diplomatic Conference for the Cape Town Convention on International Interests in Mobile Equipment and the Aircraft Protocol thereto and at the Diplomatic Conference for the Geneva Securities Convention, where he was a member of the Drafting Committee. Mooney also served as a Co-Reporter for the Drafting Committee for the Revision of UCC Article 9 (Secured Transactions), as the ABA Liaison-Advisor to the Permanent Editorial Board for the UCC, and as a member of Council and Chair of the Committee on UCC of the ABA Business Law Section. Luc Thévenoz is Professor of Law at the University of Geneva, Switzerland, and the director of its Centre for Banking and Financial Law. His areas of expertise are the law of contracts, trusts and fiduciaries, banking, capital markets and financial services. He has published extensively. His book Trusts in Switzerland (Zurich, 2001) was the foundation for Switzerland ratifying the Hague Convention on Trusts. Among several other books, he is co-editor of the leading commentary on the Federal Intermediated Securities Act (Stämpfli, 2010) and of the Commentaire romand du Code des obligations (2d edn, Helbing & Lichtenhahn, 2012). Thévenoz negotiated the Geneva Securities Convention on behalf of Switzerland and was a member of the Drafting Committee. He is the chairman of the Swiss Takeover Board and served from 2001 to 2007 as commissioner of the Federal Banking Commission. Stéphane Béraud is currently Head of the European and Financial Markets Law Division within the Legal Services of the Banque de France. He graduated from the Paris Institute for Political Studies ( "SciencesPo ") and from the Paris II-Assas University with a specialisation in international law and European law. He joined the Banque de France in 1994, serving as "securities expert " in charge of custody services offered to institutional clients of the central bank. In 2001, he joined the Legal Services of the Banque de France, serving as legal counsel in the field of financial law. He was involved in the negotiations of the Geneva Securities Convention as Deputy Head of the French delegation from the first meeting of the Unidroit Committee of Governmental Experts in May 2005. Thomas Keijser wrote parts of and edited the Official Commentary on behalf of the Unidroit Secretariat. He worked in the Russian Federation as the legal expert on a project for the European Union. He also worked at De Nederlandsche Bank and Clifford Chance before joining the Law Faculty of the Radboud University Nijmegen, where he lectured and obtained a doctoral degree in law. Keijser has published extensively in the areas of financial, civil and insolvency law as well as on Russian literature. Since 2007, he has worked for Unidroit as the person responsible for the Geneva Securities Convention, in which capacity he serviced the Committee of Governmental Experts and the diplomatic Conference. He co-organised and spoke at several seminars and colloquia on the Geneva Securities Convention in Costa Rica, Italy, the Netherlands, Nigeria and Ukraine. Since 2009, he has also worked as an advocaat in the Netherlands.
Show more1: Definitions, sphere of application and interpretation
2: Rights of the account holder
3: Transfer of intermediated securities
4: Integrity of the intermediated holding system
5: Special provisions in relation to collateral transactions
6: Transitional provision
7: Final provisions
Annex 1: English and French texts of the UNIDROIT Convention on
Substantive Rules for Intermediated Securities, in two columns
Annex 2: Final Act of the first session of the Diplomatic
Conference
Annex 3: Final Act of the final session of the Diplomatic
Conference
Hideki Kanda is Professor of Law at the University of Tokyo. His
main areas of specialisation include commercial law, corporate law,
banking regulation and securities regulation. He negotiated the
Geneva Securities Convention on behalf of Japan and was elected
Chairman of the Drafting Committee. In that capacity he has
coordinated the work on the Official Commentary on the Geneva
Securities Convention.
Kanda has published widely, in Japan and internationally, in the
areas of commercial law, corporate law, banking regulation and
securities regulation. He is also a member of the Financial Council
at the Financial Services Agency of Japan. With respect to
publications by Oxford University Press, Kanda is co-author of The
Anatomy of Corporate Law (1st edn, 2004; 2nd edn, 2009) and
co-editor of Comparative Corporate Governance: The State of the Art
and Emerging Research (1998).
Charles Mooney Jr is a leading legal US scholar in the fields of
commercial law and bankruptcy law. He is the Charles A. Heimbold,
Jr Professor of Law at Pennsylvania University School of Law. He
served as US Delegate at the Diplomatic Conference for the Cape
Town Convention on International Interests in Mobile Equipment and
the Aircraft Protocol thereto and at the Diplomatic Conference for
the Geneva Securities Convention, where he was a member of the
Drafting Committee.
Mooney also served as a Co-Reporter for the Drafting Committee for
the Revision of UCC Article 9 (Secured Transactions), as the ABA
Liaison-Advisor to the Permanent Editorial Board for the UCC, and
as a member of Council and Chair of the Committee on UCC of the ABA
Business Law Section. Luc Thévenoz is Professor of Law at the
University of Geneva, Switzerland, and the director of its Centre
for Banking and Financial Law. His areas of expertise are the law
of contracts, trusts and
fiduciaries, banking, capital markets and financial services. He
has published extensively. His book Trusts in Switzerland (Zurich,
2001) was the foundation for Switzerland ratifying the Hague
Convention on Trusts.
Among several other books, he is co-editor of the leading
commentary on the Federal Intermediated Securities Act (Stämpfli,
2010) and of the Commentaire romand du Code des obligations (2d
edn, Helbing & Lichtenhahn, 2012).
Thévenoz negotiated the Geneva Securities Convention on behalf of
Switzerland and was a member of the Drafting Committee. He is the
chairman of the Swiss Takeover Board and served from 2001 to 2007
as commissioner of the Federal Banking Commission.
Stéphane Béraud is currently Head of the European and Financial
Markets Law Division within the Legal Services of the Banque de
France. He graduated from the Paris Institute for Political Studies
( "SciencesPo ") and from the Paris II-Assas University with a
specialisation in international law and European law. He joined the
Banque de France in 1994, serving as "securities expert " in charge
of custody services offered to institutional clients of the central
bank. In 2001, he
joined the Legal Services of the Banque de France, serving as legal
counsel in the field of financial law. He was involved in the
negotiations of the Geneva Securities Convention as Deputy Head of
the French delegation
from the first meeting of the Unidroit Committee of Governmental
Experts in May 2005.
Thomas Keijser wrote parts of and edited the Official Commentary on
behalf of the Unidroit Secretariat. He worked in the Russian
Federation as the legal expert on a project for the European Union.
He also worked at De Nederlandsche Bank and Clifford Chance before
joining the Law Faculty of the Radboud University Nijmegen, where
he lectured and obtained a doctoral degree in law. Keijser has
published extensively in the areas of financial, civil and
insolvency law as well as on Russian
literature. Since 2007, he has worked for Unidroit as the person
responsible for the Geneva Securities Convention, in which capacity
he serviced the Committee of Governmental Experts and the
diplomatic
Conference. He co-organised and spoke at several seminars and
colloquia on the Geneva Securities Convention in Costa Rica, Italy,
the Netherlands, Nigeria and Ukraine. Since 2009, he has also
worked as an advocaat in the Netherlands.
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